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QUALIFICATIONS OF PRINCIPAL [Experience] [Credentials] [Affiliations] RICHARD B. DOLE,
ASA, CFA
1998-Present Dole Capital, LLC Since September 1, 1998, chief executive officer of Dole Capital, LLC, a Financial Industry Regulatory Authority ("FINRA") member firm, registered with the Securities and Exchange Commission ("SEC") and the State of Hawaii. Dole Capital, LLC is a specialty investment-banking firm, whose activities consist of the private placement of securities to institutions, qualified corporations and accredited individuals, and mergers and acquisitions consulting. Financial advisory services also include business and securities valuation, including the appraisal of businesses and business interests for various purposes. 1988-Present Kuroman Realty, Inc. Since November 1, 1993, Vice President and Principal, and since August 31, 1996, chairman of the board and shareholder. Services include general business brokerage, and prior to the formation of Dole Capital, LLC, business valuation. Kuroman Realty is a 46-year-old business brokerage firm specializing in Hawaii businesses. 1995-1999 Hosoi Garden Mortuary, Inc. Member of the Board of Directors 1993-Present James D. Dole Trust Co-Trustee 1994-1997 Fry & Co. Director of Research. Provide investment research analysis on Hawaii based and West Coast companies with significant business interests in Hawaii, for purposes of identifying undervalued publicly traded investment opportunities for a select client base in Hawaii. 1991-1994 First Honolulu Securities, Inc. Security Analyst. Provide investment research analysis on Hawaii based and West Coast companies with significant business interests in Hawaii, for purposes of identifying undervalued publicly traded investment opportunities for a select client base in Hawaii, California, Oregon, and New York. 1980-1993 Willamette Management Associates, Inc. Hawaii Regional Manager. Manage client projects for Willamette Management Associates, a national business appraisal and financial consulting firm, for the valuation of both publicly traded and privately owned companies, securities, and other business interests 1982-1986 Christian Broadcasting Network, Inc. Financial Planner. Offered financial planning services, particularly in the area of estate planning. 1974-1980 Bishop Trust Company, Ltd. Second Vice President. Involved in investment portfolio management and analysis of Hawaii based securities. 1972-1974 Chartered Bank of London Analyst and portfolio manager 1969-1972 First California Company Security analyst
B.S. Finance, University of Arizona American Society of Appraisers (ASA),
Chartered Financial Analyst (CFA) Hawaii Real Estate Broker License NASD Series 7, General Securities Representative NASD Series 63, Uniform State Securities Representative NASD Series 4, Options Principal NASD Series 24, General Securities Principal NASD Series 28, Financial and Operational Principal for Introducing Broker-Dealer MSRB Series 53, Municipal Securities Principal Author of "The Story of James Dole",
Qualified as an expert witness on business valuation issues in Family Court, State of Hawaii. FINRA Dispute Resolution Arbitrator
CFA Institute Past Secretary, Treasurer and current Board Member of CFA Hawai'i Past Regional Governor for Hawaii
and Pacific, Past President of the Honolulu Chapter of the American Society of Appraisers Past Hawaii District Director of the American Society of Appraisers Member of the Hawaii Estate Planning Council
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